FDA Logo U.S. Food and Drug AdministrationCenter for Food Safety and Applied Nutrition
U.S. Department of Health and Human Services
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CFSAN/Office of Food Additive Safety
March 2004

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Introduction to the Template for Subchronic Toxicity Study in Dogs


Table of Contents

  1. Identification of Study
  2. Good Laboratory Practice
  3. Executive Summary
  4. Materials and Methods
    1.       Test Substance
    2.       Test Substance As Administered
    3.       Animal Diet
    4.       Test Animals
    5.       Experimental Design
    6.       Body Weight And Feed Intake
    7.       Cage-Side Observations
    8.       Opthalmological Examination
    9.        Hematology
    10.       Clinical Chemistry
    11.       Urinalysis
    12.       Other Tests
    13.      Necropsy (Terminal)
    14.       Gross Pathology Observations
    15.       Histopathology Observations
    16.       Statistical Methods
  5. Results
    1.       Dose Verification
    2.       Feed Consumption
    3.       Body Weight
    4.       Intake Of Test Substance
    5.       Feed Efficiency
    6.       Cage-Side Observations
    7.       Mortality
    8.       Ophthalmological Examination
    9.        Hematology
    10.       Clinical Chemistry
    11.       Urinalysis
    12.       Neurotoxicity (If Indicated)
    13.      Other Tests
    14.       Organ Weights
    15.       Gross Pathology Changes Observed
    16.       Histopathology Changes Observed
  6. Evaluation and Comment on Study
  7. Summary and Conclusions
    1.       Brief Summary Of Major Findings From The Study
    2.       Relationship Between Dose And Incidence/Severity Of Lesions Or Abnormalities
    3.       Was There A Target Organ?
    4.       NOEL
  8. References
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Subchronic Toxicity Study in Dogs 1

Date of Submission:

Title of Petition or Notification:                 

Name and Address of Petitioner or Notifier:         

I. Identification of Study2 

A.   Study File Location:
B.   Study Title/Report Number:
C.   Name and Address of Testing Facility:
D. Date of Study Report:
E.   Dates Study Conducted:
F. Study Objective:
G.   Comments:

 

II. Good Laboratory Practice3 

A.    Good Laboratory Practice (GLP) Compliance?
B.    Quality Assurance (QA) Statement?
C.   Availability and Location of Original Data/Specimens/Test Substance:

 

III. Executive Summary

 

 

 

 

 

IV. Materials and Methods

A.   Test Substance4 

  1.   CAS name:
  2.   Other name(s):
  3.   CAS registry number:
  4.   Molecular structure: http://www.chemfinder.com 5
  5.   Purity:
  6.   Impurities:
  7.   Stability:
  8.   Comments:

B.   Test Substance As Administered6 

  1. Batch/Lot Number(s):
  2.   Route:
  3.   Vehicle used:
  4.   Tested adequately for concentration? (See Part V-A for calculation)
  5.   Tested for homogeneity?
  6.   Tested for stability?
  7.   Problems with storage?

C. Animal Diet

  1.   Feed
    1. Type:
    2. Name:
    3. Availability:
    4. Analysis for contaminants:
    5. Comments:
  2.   Water
    1. Source:
    2. Availability:
    3. Analysis for contaminants:
    4. Comments:

 

D.   Test Animals7 

  1.   Species/strain:
  2.   Sex:
  3.   Age range at initiation of study:
  4.   Weight range at initiation of study:
  5.   Quarantine/acclimation?
  6.   Physical examination times:
  7.   Number per cage:
  8.   Environmental conditions:
  9.   Comments:

 

E.   Experimental Design8 

1.   Targeted dose levels:

 

Table # [Heading]

 

test group

conc. in diet
(ppm or mg/kg)

dose to animals
(mg/kg body-weight/day)

number of males

number of females

Control

 

 

 

 

Low

 

 

 

 

Mid

 

 

 

 

High

 

 

 

 

 

2.   Total number of animals:
3.   Duration of study (including recovery period, if any):
4.   Length of exposure to test substance:
5. Were animals randomized?
6. Recovery period:
7. Comments:

F.    Body Weight And Feed Intake9 

  Parameter examined:

Table # [Heading]

 

Examined

Not Examined

 

Feed Intake*
Water Intake*
Body Weight*
Body Weight Changes*

*These parameters are recommended in REDBOOK for subchronic toxicity studies.

 

2. Comments: (e.g., list frequency)

 

G. Cage-Side Observations10 

1. Parameter examined:

Table # [Heading]

 

Examined

Not Examined

 

Appearance*
Abnormal Stool*
Morbidity*
Mortality*
Neurotoxicity Screening (Specify parameters)*,** 

*These parameters are recommended in REDBOOK for subchronic toxicity studies.

**The parameters for neurotoxicity screening may include, but are not limited to, the following:

2. Comments:

H.  Opthalmological Examination

  1.   Parameter examined:
  2.   Comments:

 

I.      Hematology11 

1. Fasting duration prior to blood collection:

2. When were the blood samples collected?

3. How were the blood samples drawn?

4. Dose groups and number of animals tested:

5. Parameter examined:

 

Table # [Heading]

 

Measurement
Related To

Examined

Not Examined

Red Blood Cells

 

 

Hematocrit (Hct)*
Hemoglobin Conc. (Hb)*
Mean Corp. Hb. (MCH)*
Mean Corp. Hb. Conc. (MCHC)* Mean Corp. Volume (MCV)*
Total Erythrocyte Count (RBC)*

White Blood Cells

 

 

Basophils*
Eosinophils*
Lymphocytes*
Macrophage/Monocytes*
Neutrophils*
Total Leukocytes (WBC)*

Clotting Potential

 

 

 

Activated Partial-Thromboplastin Time*
Clotting Time*
Platelet Count*
Prothrombin Time*

Others

 

Bone Marrow Cytology*
Reticulocyte Counts*

           * These parameters are recommended in REDBOOK for subchronic toxicity studies.

6. Comments:

J.    Clinical Chemistry12 

1.  Fasting duration prior to blood collection:
2.  When in the study were the blood samples collected?
3.  How were the blood samples drawn?
4.  Dose groups and number of animals tested:
5.  Parameter examined:

Table # [Heading]

Measurement Related To

Examined

Not Examined

Electrolyte Balance

 

Calcium* Chloride*,**  Phosphorus* Potassium*,** Sodium*,**

Carbohydrate Metabolism

 

Glucose*,**

Liver Function:
  A) Hepatocellular
      (Recommend At  
      Least 3 Out Of 5)

  B) Hepatobiliary
      (Recommend At  
      Least 3 Out Of 5)

 

Alanine Aminotransferase
   (ALT or SGPT)*,**          
Aspartate Aminotransferase
   (AST or SGOT)*
Glutamate Dehydrogenase*,
Sorbitol Dehydrogenase*,
Total Bile Acids*

 

Alkaline Phosphatase (ALP)*,**,
Gamma-Glutamyl Transferase (GGT)*,**
Total Bile Acids*
Total Bilirubin*
5' Nucleotidase*

Kidney Function

 

Creatinine*,**,
Urea Nitrogen*,**

Others
(Acid/Base Balance, Cholinesterases, Hormones, Lipids, Methemoglobin, And Proteins)

 

Albumin (A)*
Globulin (G, calculated) or A/G Ratio*
Total Cholesterol*
Cholinesterase*
Total Protein*,**
Fasting Triglycerides*

   * These parameters are recommended in REDBOOK for subchronic toxicity studies.

  ** These parameters should generally be given priority when adequate volumes of blood samples cannot be  obtained from test animals. 

6. Comments:

K.   Urinalysis13 

1. When and how were urine samples collected?
2. Dose groups and number of animals tested:
3. Parameter examined:

Table # [Heading]

Examined

Not Examined

 

Glucose*, Microscopic evaluation for sediment and presence of blood/blood cells*, pH*, Protein*, Specific Gravity*, Volume*

      * These parameters are recommended in REDBOOK for subchronic toxicity studies.

4. Comments:

L.   Other Tests

  1.   Observations:
  2.   Comments:

 

M.  Necropsy (Terminal)

1. Organs weighed:

Table # [Heading]

 

Examined

Not Examined

 

Adrenals*, Brain*, Epididymides*, Heart*,
Kidneys*, Liver*, Spleen*, Testes*, Thyroid/parathyroid*, Thymus*, Ovaries*,   Uterus*

* These parameters are recommended in REDBOOK for subchronic toxicity studies.                                                               

2. Comments:

N.   Gross Pathology Observations

  1.   Organs/Tissues examined:
  2.   Comments:

 

O. Histopathology Observations

1. Organs were collected from which dose groups?
2. Organs were examined from which dose groups?
3. How were the organs/tissues prepared for histopathology observation?
4. Organs/tissues collected:

Table # [Heading]

System

Examined

 

Not Examined

Digestive

 

Salivary Gland*, Esophagus*, Stomach*, Duodenum*, Jejunum*, Ileum*, Cecum*, Colon*, Rectum*, Gall Bladder*, Liver (middle, left and triangular lobes)*, Pancreas*

Respiratory

 

Nasal Turbinates*, Trachea*,
Lung (with main-stem bronchi)*

Cardiovascular

 

Aorta*, Heart*

Reticulo- Endothelial/
Hematopoietic

 

Bone Marrow (sternum)*,
Lymph Nodes (1 related to route of administration, and 1 from a distant location)*,
Spleen*, Thymus*

Urogenital

 

Kidneys*, Ovaries*, Urinary Bladder*;  As applicable: fallopian tubes*, Corpus Uteri*, Cervix Uteri*, Vagina*, Prostate*, Seminal Vesicle*, Testes*

Neurologic

 

 

Brain (at least 3 different levels)*, Spinal-Cervical*,
Spinal-Lumbar*,
Spinal-Midthoracic*,
Sciatic Nerve*,
Harderian Gland (if present)*

Glandular

 

Adrenals*, Mammary Glands*, Pituitary Glands*, Thyroid/Parathyroid Glands*, Thymus*

Other

 

Bone (Femur)*, Eyes*, Skeletal Muscle*, Skin*, Epididymis*

    * These parameters are recommended in REDBOOK for subchronic toxicity studies.

5. Comments:

P. Statistical Methods

1. Methods of statistical analysis:

 

Table # [Heading]

Methods Of Statistical Analysis

Parameters Tested

 

 

 

 

 

 

 

 

 

2. Comments:

V. Results

A.   Dose Verification14 

1. Were doses verified?    

We suggest using an Excel file to calculate the Means and Standard Deviations (SD).  (Optional): A sample Excel file (calculation.xls) is provided.

Table # [Heading]

 

Dose Groups

Targeted Daily Dose
(Mg/Kg Body-Weight/Day)

Targeted Concentration In Feed
(Ppm Or Mg/Kg)

Concentrations Found In Feed
(Ppm Or Mg/Kg)

Standarddeviation

 

N*

 

Low

 

 

 

 

 

Mid

 

 

 

 

 

High

 

 

 

 

 

* Number of measurements (N)

2. Verified by:

3. Comments:

B.   Feed Consumption15 

1. Observations:

Table # [Heading]

 

 

Daily Feed Consumption (gram of feed consumed/day)

Sex

Males

Females

Targeted Daily Dose
(mg/kg body-weight/day)

0
Control

 

 

 

0
Control

 

 

 

Number of Animals

 

 

 

 

 

 

 

 

 

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

0 week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2nd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3rd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

X: Mean, SD: Standard Deviation

2. Comments:

C.   Body Weight16 

1. Observations:

Table # [Heading]

 

Body Weights (kg body weight/day)

Sex

Males

Females

Targeted Daily Dose
(mg/kg body-weight/day)

0
CONTROL

 

 

 

0
CONTROL

 

 

 

Number Of Animals

 

 

 

 

 

 

 

 

 

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

0 week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2nd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3rd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

X: Mean, SD: Standard Deviation

           

2. Comments:

D.   Intake Of Test Substance17 

1. Observations:

            Table # [Heading]

 

Daily Intake Of Test Material (mg/kg body-weight/day))

Sex

Males

Females

Targeted Daily Dose
(mg/kg body-weight/day)

0
CONTROL

 

 

 

0
CONTROL

 

 

 

Number Of Animals

 

 

 

 

 

 

 

 

 

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

X

SD

0 week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2nd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3rd week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13th week

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

X: Mean, SD: Standard Deviation

2. Comments:

E.   Feed Efficiency18 

  1.   Was feed efficiency calculated?
  2.   Comments:

F.    Cage-Side Observations19 

  1.   Appearance
  2.   Abnormal Stool
  3.   Morbidity
  4.   Signs of Neurotoxicity 
  5.   Comments:

G.   Mortality20 

  1.   Observations:
  2.   Comments:

H.  Ophthalmological Examination

  1.   Observations:
  2.   Comments:

I. Hematology21 

1. Observations:

Table # [Heading]

Sex

Males

Females

Daily Dose
mg/kg body-weight/day)

0
Control

 

 

 

0
Control

 

 

 

Number Of Animals

 

 

 

 

 

 

 

 

Red Blood Cells

 

 

 

 

 

 

 

 

Hematocrit (Hct)

%

 

 

 

 

 

 

 

 

Hemoglobin Conc. (Hb)

g/L

 

 

 

 

 

 

 

 

Mean Corp. Hb. (MCH)

 

 

 

 

 

 

 

 

 

Mean Corp. Hb. Conc. (MCHC)

 

 

 

 

 

 

 

 

 

Mean Corp. Volume (MCV)

L/L

 

 

 

 

 

 

 

 

Total Erythrocyte Count (RBC)

1012/L

 

 

 

 

 

 

 

 

White Blood Cells

 

 

 

 

 

 

 

 

Basophils

 

 

 

 

 

 

 

 

 

Eosinophils

 

 

 

 

 

 

 

 

 

Lymphocytes

109/L

 

 

 

 

 

 

 

 

Macrophage/
Monocytes

 

 

 

 

 

 

 

 

 

Neutrophils

109/L

 

 

 

 

 

 

 

 

Total Leukocytes (WBC)

109/L

 

 

 

 

 

 

 

 

Clotting Potential

 

 

 

 

 

 

 

 

Activated Partial-Thromboplastin Time

 

 

 

 

 

 

 

 

 

Clotting Time

 

 

 

 

 

 

 

 

 

Platelet Count

109/L

 

 

 

 

 

 

 

 

Prothrombin Time

 

 

 

 

 

 

 

 

 

Others

 

 

 

 

 

 

 

 

Bone marrow cytology

 

 

 

 

 

 

 

 

 

Reticulocyte counts

1012/L

 

 

 

 

 

 

 

 

(Specify a method of statistical analysis): * p<0.05, ** p<0.01

2. Comments:

J.    Clinical Chemistry22 

1. Observations:

Table # [Heading]

Sex

Males

Females

Daily Dose
 (mg/kg body-weight/day)

0
Control

 

 

 

0
Control

 

 

 

Number Of Animals

 

 

 

 

 

 

 

 

Electrolyte Balance

 

 

 

 

 

 

 

 

Calcium

mmol/L

 

 

 

 

 

 

 

 

Chloride

mmol/L

 

 

 

 

 

 

 

 

Phosphorus

mmol/L

 

 

 

 

 

 

 

 

Potassium

mmol/L

 

 

 

 

 

 

 

 

Sodium

mmol/L

 

 

 

 

 

 

 

 

Carbohydrate Metabolism

 

 

 

 

 

 

 

 

Glucose

mmol/L

 

 

 

 

 

 

 

 

Liver Function:
   A) Hepatocellular

 

 

 

 

 

 

 

 

Alanine Amino-transferase
 (ALT or SGPT)

U/L

 

 

 

 

 

 

 

 

Aspartate Amino-transferase
(AST or SGOT)

U/L

 

 

 

 

 

 

 

 

Glutamate Dehydrogenase

U/L

 

 

 

 

 

 

 

 

Sorbitol Dehydrogenase

U/L

 

 

 

 

 

 

 

 

Liver Function:
   B) Hepatobiliary

 

 

 

 

 

 

 

 

Alkaline Phosphatase (ALP)

U/L

 

 

 

 

 

 

 

 

Gamma-Glutamyl Transferase (GGT)

U/L

 

 

 

 

 

 

 

 

Total Bile Acids

mmol/L

 

 

 

 

 

 

 

 

Total Bilirubin

mmol/L

 

 

 

 

 

 

 

 

5' Nucleotidase

U/L

 

 

 

 

 

 

 

 

Kidney Function

 

 

 

 

 

 

 

 

Creatinine

mmol/L

 

 

 

 

 

 

 

 

Urea Nitrogen

Mg/dL

 

 

 

 

 

 

 

 

Others

 

 

 

 

 

 

 

 

Albumin (A)

g/L

 

 

 

 

 

 

 

 

Globulin

(G, calculated)

g/L

 

 

 

 

 

 

 

 

A/G Ratio

 

 

 

 

 

 

 

 

 

Total protein

g/L

 

 

 

 

 

 

 

 

Total Cholesterol

mmol/L

 

 

 

 

 

 

 

 

Fasting Triglycerides

mmol/L

 

 

 

 

 

 

 

 

Cholinesterase

U/L

 

 

 

 

 

 

 

 

(Specify statistical method of analysis): * p<0.05, ** p<0.01

2. Comments:

K.   Urinalysis23 

1. Observations:

Table # [Heading]

Sex